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For Private Families and Individuals

For private families and individuals

Through our broker dealer, First Allied Securities, Inc., we work with any number of banks and financial institutions maintaining custodial relationships, accounts directly held at mutual fund companies and insurance firms, or directly managed accounts. Examples of custodial firms we work with include:

We can also open accounts directly with any number of mutual fund companies, fixed or variable annuity companies and life insurance providers. Because we are an independent firm with no proprietary products, we are free to construct portfolios and plans that are truly designed to fit our clients’ needs and goals without any bias toward one fund family, annuity or insurance carrier. We believe this helps to maintain a “best in class” approach to our portfolios and provides for greater diversification across fund families, asset classes and investment products.

Finally, we have access to some well-known money managers. If you have experience working with a specific fund family or manager, we may be working with them as well! Call us for information on the vast list financial institutions that we have access to through First Allied Securities.

Products and accounts that can be analyzed, arranged, or purchased through our office for individuals include all of the following:

  • managed money or asset-based managed accounts
  • Both tax-advantaged and taxable accounts for individuals
  • stocks and bonds
  • mutual funds, index funds, and exchange-traded funds
  • brokered CDs
  • structured or principal protected products
  • managed futures
  • life and health insurance
  • fixed and variable annuities
  • limited partnerships
  • educational savings accounts

For investment relationships we have established for corporate or institutional clients, click here

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Securities and advisory services offered through First Allied Securities, Inc. (Member FINRA/SIPC).